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Essential Strategies for Financial Services Compliance |
 Enlarge | Author: Annie Mills
Publisher: Wiley
List Price: $70.00 Our Price: $40.22You Save: $29.78 (43%) Availability: Usually ships in 1-2 business days
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Product Description
Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance departments activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of their responsibilities are, what to do when things go wrong, and how to deal with unusual problems.
| Product Specifications
Media: Hardcover
Pages: 374
Number Of Items: 1
Shipping Weight (lbs): 1.8
Dimensions (in): 9.6 x 6.6 x 1.2
ISBN: 0470519045
Dewey Decimal Number: 346.41082
EAN: 9780470519042
Publication Date: September 29, 2008
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